Stockbroker fraud attorneys california

In the sphere of securities law representation, there are few attorneys who maintain solo practices and who are unencumbered by obligations to the powers behind the securities industry. Even less common in the Los Angeles area are independent securities attorneys who have intimate experience with the machinery of securities regulation and legal process, yet have chosen to ally with the investors and stockbrokers who are often on the losing end of securities disputes.

California Securities Fraud Lawyer - San Francisco Stockbroker Fraud Attorney - Thomas Mauriello

I am Jonathan Schwartza veteran Los Angeles securities enforcement attorney. SinceI have tried or arbitrated civil securities cases as an independent attorney.

In my years in the practice of securities law, I have served as a trial attorney for the U. Securities and Exchange Commission SECan attorney advisor to Commissioner Philip Elman of the U.

Securities Law Attorney Los Angeles | FINRA, Broker Misconduct Lawyer

Federal Trade Commission FTCand as a compliance attorney for the Office of Foreign Direct Investment OFDI — an Office within the U. Department of Commerce created by the Executive Order of the President of the United States. I understand the securities-related issues stockbrokers, broker-dealers and their customers face, and I have the experience and knowledge to resolve favorably my clients' situations, whether they are located in Stockbroker fraud attorneys california California or elsewhere in the United States.

For more information about my practice, call me at The Law Office of Jonathan Schwartz at or toll free. For stockbroker fraud attorneys california information about my legal philosophy and experience, please read my attorney profile page.

Belle fourche livestock market report a free initial phone consultation, call me today at The Law Office of Jonathan Schwartz at or toll free. You may also reach me online. The use of the Internet or this form for communication with the firm or any individual member of the firm does not establish an attorney-client relationship.

Confidential or time-sensitive information should not be sent through this form. The Stable income binary options daily Office of Jonathan Schwartz in Los Angeles, California, represents clients throughout the area as well as out-of-state cities, including New York City, Washington D. Skip to navigation Skip to content Jump to Navigation.

Highly Experienced, Fully Independent Los Angeles Securities Lawyer Jonathan Schwartz In the sphere of securities law representation, there are few attorneys who maintain solo practices and who are unencumbered by obligations to the powers behind the securities industry.

My Practice Los Angeles Securities Law Attorney My broad practice includes representation of clients, including: Investors who believe they have been wronged — through negligence, misconduct or fraud — by an individual broker or broker-dealer and are seeking compensation through arbitration before the Financial Industry Regulatory Authority FINRA Licensed stockbrokers who are defending against inquiries by regulatory and oversight enforcement organizations, including FINRA, the U.

Securities and Exchange Commission SEC or the U.

Commodity Futures Trading Commission CFTC Licensed stockbrokers who are involved in disputes with broker-dealers regarding "forgivable employee loans" or are dealing with Form U-4 or U-5 issues For more information about my legal philosophy and experience, please read my attorney profile page. Los Angeles Broker Misconduct Defense Free Telephone Consultation For a free initial phone consultation, call me today at The Law Office of Jonathan Schwartz at or toll free.

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